Adic Spaces — Lean blueprint

6. The adic spectrum🔗

Definition6.1
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Definition 4.5
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Let (A, A^{+}) be an affinoid ring (Definition 5.1). The adic spectrum is the set of continuous valuations bounded by 1 on A^{+}: \mathrm{Spa}(A, A^{+}) = \{\, v \in \mathrm{Cont}(A) : v(f) \le 1 \text{ for all } f \in A^{+} \,\} (Definition 4.5). In Adic-Spaces: \texttt{Spa} (with the integral subring packaged by the class \texttt{PlusSubring}). This is the fundamental functor of Huber's theory. Following Wedhorn Definition 7.23.

Lean code for Definition6.12 definitions
  • defdefined in «Adic spaces»/AdicSpectrum.lean
    complete
    def ValuationSpectrum.Spa.{u_2} (A : Type u_2) [CommRing A]
      [TopologicalSpace A] (Aplus : Subring A) : Set (Spv A)
    def ValuationSpectrum.Spa.{u_2} (A : Type u_2)
      [CommRing A] [TopologicalSpace A]
      (Aplus : Subring A) : Set (Spv A)
    The *adic spectrum* `Spa(A, A⁺)` (Definition 7.23 of Wedhorn). 
  • class(1 method)defined in «Adic spaces»/AdicSpectrum.lean
    complete
    class ValuationSpectrum.PlusSubring.{u_1} (A : Type u_1) [CommRing A] :
      Type u_1
    class ValuationSpectrum.PlusSubring.{u_1}
      (A : Type u_1) [CommRing A] : Type u_1
    A commutative ring equipped with a designated subring `A⁺`. 
    toSubring : Subring A
    The subring of integral elements `A⁺`. 
Theorem6.2
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Definition 4.2
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A continuous homomorphism \varphi : A \to B of affinoid rings with A^{+} \subseteq \varphi^{-1}(B^{+}) induces a continuous map \mathrm{Spa}(B, B^{+}) \to \mathrm{Spa}(A, A^{+}) (\texttt{spaComap}), making \mathrm{Spa} a functor (Definition 6.1, Definition 4.2). Following Wedhorn Definition 7.23ff.

Lean code for Theorem6.22 declarations
  • defdefined in «Adic spaces»/AdicSpectrum.lean
    complete
    def ValuationSpectrum.spaComap.{u_1, u_2} {A : Type u_1} [CommRing A]
      [TopologicalSpace A] [ValuationSpectrum.PlusSubring A] {B : Type u_2}
      [CommRing B] [TopologicalSpace B] [ValuationSpectrum.PlusSubring B]
      {φ : A →+* B} ( : Continuous φ)
      (hAB :
        ValuationSpectrum.ringPlus A 
          Subring.comap φ (ValuationSpectrum.ringPlus B)) :
      C((ValuationSpectrum.Spa B (ValuationSpectrum.ringPlus B)),
        (ValuationSpectrum.Spa A (ValuationSpectrum.ringPlus A)))
    def ValuationSpectrum.spaComap.{u_1, u_2}
      {A : Type u_1} [CommRing A]
      [TopologicalSpace A]
      [ValuationSpectrum.PlusSubring A]
      {B : Type u_2} [CommRing B]
      [TopologicalSpace B]
      [ValuationSpectrum.PlusSubring B]
      {φ : A →+* B} ( : Continuous φ)
      (hAB :
        ValuationSpectrum.ringPlus A 
          Subring.comap φ
            (ValuationSpectrum.ringPlus B)) :
      C((ValuationSpectrum.Spa B
            (ValuationSpectrum.ringPlus B)),
        (ValuationSpectrum.Spa A
            (ValuationSpectrum.ringPlus A)))
    The continuous map `Spa(φ)` (Remark 7.28). 
  • theoremdefined in «Adic spaces»/AdicSpectrum.lean
    complete
    theorem ValuationSpectrum.comap_mem_spa.{u_1, u_2} {A : Type u_1} [CommRing A]
      [TopologicalSpace A] [ValuationSpectrum.PlusSubring A] {B : Type u_2}
      [CommRing B] [TopologicalSpace B] [ValuationSpectrum.PlusSubring B]
      {φ : A →+* B} ( : Continuous φ)
      (hAB :
        ValuationSpectrum.ringPlus A 
          Subring.comap φ (ValuationSpectrum.ringPlus B))
      {v : Spv B}
      (hv : v  ValuationSpectrum.Spa B (ValuationSpectrum.ringPlus B)) :
      ValuationSpectrum.comap φ v 
        ValuationSpectrum.Spa A (ValuationSpectrum.ringPlus A)
    theorem ValuationSpectrum.comap_mem_spa.{u_1, u_2}
      {A : Type u_1} [CommRing A]
      [TopologicalSpace A]
      [ValuationSpectrum.PlusSubring A]
      {B : Type u_2} [CommRing B]
      [TopologicalSpace B]
      [ValuationSpectrum.PlusSubring B]
      {φ : A →+* B} ( : Continuous φ)
      (hAB :
        ValuationSpectrum.ringPlus A 
          Subring.comap φ
            (ValuationSpectrum.ringPlus B))
      {v : Spv B}
      (hv :
        v 
          ValuationSpectrum.Spa B
            (ValuationSpectrum.ringPlus B)) :
      ValuationSpectrum.comap φ v 
        ValuationSpectrum.Spa A
          (ValuationSpectrum.ringPlus A)
    `Spa(φ)` via `comap` (Remark 7.28). 
Proof for Theorem 6.2
uses 0

The valuation-spectrum comap \mathrm{Spv}(\varphi) is already continuous. If v \in \mathrm{Spa}(B,B^{+}) then v is continuous, so its pullback is continuous (\varphi being continuous); and for f \in A^{+} we have \varphi(f) \in B^{+}, whence (\varphi^*v)(f) = v(\varphi f) \le 1. Thus \varphi^* v \in \mathrm{Spa}(A,A^{+}), and restricting \mathrm{Spv}(\varphi) gives the required continuous map. Following Wedhorn Definition 7.23ff.

Theorem6.3
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Definition 1.2
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The adic spectrum \mathrm{Spa}(A, A^{+}) is quasi-compact (Definition 6.1, Theorem 4.4). In Adic-Spaces this is proved for Tate rings with an explicit pseudo-uniformiser (\texttt{isCompact\_spa\_of\_tate\_pseudouniformizer}, Definition 1.2) and for the discrete case (\texttt{instCompactSpace\_spa}). Following Wedhorn Theorem 7.30.

Lean code for Theorem6.32 theorems
  • theoremdefined in «Adic spaces»/SpaCompact.lean
    complete
    theorem ValuationSpectrum.isCompact_spa_of_tate_pseudouniformizer.{u_1}
      {A : Type u_1} [CommRing A] [TopologicalSpace A] [IsTopologicalRing A]
      [ValuationSpectrum.PlusSubring A] (P : PairOfDefinition A)
      (hA₀_le : P.A₀  ValuationSpectrum.ringPlus A) (π : P.A₀)
      (hI : P.I = Ideal.span {π})
      (hπ_tn : IsTopologicallyNilpotent (P.A₀.subtype π))
      (hπ_unit : IsUnit (P.A₀.subtype π))
      (hArch :
         (v : Spv A), MulArchimedean (ValuativeRel.ValueGroupWithZero A)) :
      IsCompact (ValuationSpectrum.Spa A (ValuationSpectrum.ringPlus A))
    theorem ValuationSpectrum.isCompact_spa_of_tate_pseudouniformizer.{u_1}
      {A : Type u_1} [CommRing A]
      [TopologicalSpace A]
      [IsTopologicalRing A]
      [ValuationSpectrum.PlusSubring A]
      (P : PairOfDefinition A)
      (hA₀_le :
        P.A₀  ValuationSpectrum.ringPlus A)
      (π : P.A₀) (hI : P.I = Ideal.span {π})
      (hπ_tn :
        IsTopologicallyNilpotent
          (P.A₀.subtype π))
      (hπ_unit : IsUnit (P.A₀.subtype π))
      (hArch :
         (v : Spv A),
          MulArchimedean
            (ValuativeRel.ValueGroupWithZero
              A)) :
      IsCompact
        (ValuationSpectrum.Spa A
          (ValuationSpectrum.ringPlus A))
    **Compactness of `Spa A A⁺` for Tate rings with a pseudo-uniformizer**
    (Wedhorn Theorem 7.30, Tate case). Under the hypotheses:
    
    * a pair of definition `P` with `P.A₀ ⊆ A⁺`,
    * `π ∈ P.A₀` is a topologically nilpotent unit in `A` (a pseudo-uniformizer),
    * `P.I = (π)` (principal ideal of definition),
    * MulArchimedean on the ValueGroup of every `v : Spv A`,
    
    the adic spectrum `Spa(A, A⁺)` is quasi-compact in `Spv A`. 
  • theoremdefined in «Adic spaces»/SpaCompact.lean
    complete
    theorem ValuationSpectrum.instCompactSpace_spa.{u_1} {A : Type u_1} [CommRing A]
      [TopologicalSpace A] [ValuationSpectrum.PlusSubring A]
      [DiscreteTopology A] :
      CompactSpace (ValuationSpectrum.Spa A (ValuationSpectrum.ringPlus A))
    theorem ValuationSpectrum.instCompactSpace_spa.{u_1}
      {A : Type u_1} [CommRing A]
      [TopologicalSpace A]
      [ValuationSpectrum.PlusSubring A]
      [DiscreteTopology A] :
      CompactSpace
        (ValuationSpectrum.Spa A
            (ValuationSpectrum.ringPlus A))
    **T-NULL-0c capstone: `CompactSpace ↥(Spa(A, A⁺))` (discrete case).**
    
    The adic spectrum `Spa(A, A⁺)` of a commutative ring `A` with the discrete
    topology and a choice of integral subring `A⁺` is a compact topological space.
    
    This is the discrete specialisation of Wedhorn Theorem 7.30. Together with
    `ValuationSpectrum.instCompactSpace` (quasi-compactness of `Spv A`) it unblocks
    the Nullstellensatz refinement / Cor 7.32 route to the dominating-unit lemma
    (see `docs/plans/2026-04-16-s3-nullstellensatz-plan.md`, T-NULL-0c). 
Proof for Theorem 6.3

\mathrm{Spa}(A,A^{+}) sits inside the quasi-compact \mathrm{Spv}(A) (Theorem 4.4) as the locus of continuous valuations with v(f) \le 1 for f \in A^{+}. Each such condition is closed in the characteristic-function embedding, and a pseudo-uniformiser controls the value groups uniformly so the continuity locus is also closed. A closed subset of the compact product is compact, giving quasi-compactness of \mathrm{Spa}. Following Wedhorn Theorem 7.30.

Theorem6.4
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Definition 2.1
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When A^{\circ\circ} is open, every maximal ideal of A is open (Theorem 2.4, Definition 2.1): topologically nilpotent elements lie in every maximal ideal (\texttt{mem\_of\_isMaximal}), and the open-ideal criterion then makes the maximal ideal open (\texttt{isOpen\_of\_isMaximal\_of\_isOpen\_topologicallyNilpotent}). Following Wedhorn Proposition 7.51.

Lean code for Theorem6.42 theorems
  • theoremdefined in «Adic spaces»/AdicSpectrum.lean
    complete
    theorem IsTopologicallyNilpotent.mem_of_isMaximal.{u_1} {A : Type u_1}
      [CommRing A] [UniformSpace A] [T2Space A] [CompleteSpace A]
      [IsTopologicalRing A] [IsUniformAddGroup A] [NonarchimedeanAddGroup A]
      [IsLinearTopology A A] {a : A} (ha : IsTopologicallyNilpotent a)
      (𝔪 : Ideal A) [𝔪.IsMaximal] : a  𝔪
    theorem IsTopologicallyNilpotent.mem_of_isMaximal.{u_1}
      {A : Type u_1} [CommRing A]
      [UniformSpace A] [T2Space A]
      [CompleteSpace A] [IsTopologicalRing A]
      [IsUniformAddGroup A]
      [NonarchimedeanAddGroup A]
      [IsLinearTopology A A] {a : A}
      (ha : IsTopologicallyNilpotent a)
      (𝔪 : Ideal A) [𝔪.IsMaximal] : a  𝔪
    Topologically nilpotent elements lie in every maximal ideal. 
  • theoremdefined in «Adic spaces»/AdicSpectrum.lean
    complete
    theorem isOpen_of_isMaximal_of_isOpen_topologicallyNilpotent.{u_1}
      {A : Type u_1} [CommRing A] [UniformSpace A] [T2Space A]
      [CompleteSpace A] [IsTopologicalRing A] [IsUniformAddGroup A]
      [NonarchimedeanAddGroup A] [IsLinearTopology A A]
      (hopen : IsOpen {a | IsTopologicallyNilpotent a}) (𝔪 : Ideal A)
      [𝔪.IsMaximal] : IsOpen 𝔪
    theorem isOpen_of_isMaximal_of_isOpen_topologicallyNilpotent.{u_1}
      {A : Type u_1} [CommRing A]
      [UniformSpace A] [T2Space A]
      [CompleteSpace A] [IsTopologicalRing A]
      [IsUniformAddGroup A]
      [NonarchimedeanAddGroup A]
      [IsLinearTopology A A]
      (hopen :
        IsOpen
          {a | IsTopologicallyNilpotent a})
      (𝔪 : Ideal A) [𝔪.IsMaximal] : IsOpen 𝔪
    Every maximal ideal is open when `A°°` is open. 
Proof for Theorem 6.4

A topologically nilpotent t has 1 - t invertible, so t lies in the Jacobson radical, hence in every maximal ideal \mathfrak m; thus A^{\circ\circ} \subseteq \mathfrak m \subseteq \sqrt{\mathfrak m}. By the open-ideal criterion (Theorem 2.4) the containment A^{\circ\circ} \subseteq \sqrt{\mathfrak m} makes \mathfrak m open. Following Wedhorn Proposition 7.51.

Theorem6.5
uses 1used by 0L∃∀N

Every open maximal ideal \mathfrak m is the support of a point of \mathrm{Spa}(A, A^{+}) (Definition 6.1): the trivial valuation on the residue field A/\mathfrak m pulls back to a continuous, A^{+}-bounded valuation with support exactly \mathfrak m. Following Wedhorn Proposition 7.51.

Lean code for Theorem6.52 theorems
  • theoremdefined in «Adic spaces»/AdicSpectrum.lean
    complete
    theorem ValuationSpectrum.exists_mem_spa_supp_eq.{u_1} {A : Type u_1}
      [CommRing A] [TopologicalSpace A] [ValuationSpectrum.PlusSubring A]
      (𝔪 : Ideal A) [𝔪.IsMaximal] (h𝔪 : IsOpen 𝔪) :
       v  ValuationSpectrum.Spa A (ValuationSpectrum.ringPlus A),
        v.supp = 𝔪
    theorem ValuationSpectrum.exists_mem_spa_supp_eq.{u_1}
      {A : Type u_1} [CommRing A]
      [TopologicalSpace A]
      [ValuationSpectrum.PlusSubring A]
      (𝔪 : Ideal A) [𝔪.IsMaximal]
      (h𝔪 : IsOpen 𝔪) :
      
        v 
          ValuationSpectrum.Spa A
            (ValuationSpectrum.ringPlus A),
        v.supp = 𝔪
    The trivial valuation on `A/𝔪` gives a point of `Spa(A, A⁺)`
    with support `𝔪` (Prop 7.51). 
  • theoremdefined in «Adic spaces»/AdicSpectrum.lean
    complete
    theorem ValuationSpectrum.exists_mem_spa_supp_eq_of_isOpen_topologicallyNilpotent.{u_1}
      {A : Type u_1} [CommRing A] [UniformSpace A] [T2Space A]
      [CompleteSpace A] [IsTopologicalRing A] [IsUniformAddGroup A]
      [NonarchimedeanAddGroup A] [IsLinearTopology A A]
      [ValuationSpectrum.PlusSubring A]
      (hopen : IsOpen {a | IsTopologicallyNilpotent a}) (𝔪 : Ideal A)
      [𝔪.IsMaximal] :
       v  ValuationSpectrum.Spa A (ValuationSpectrum.ringPlus A),
        v.supp = 𝔪
    theorem ValuationSpectrum.exists_mem_spa_supp_eq_of_isOpen_topologicallyNilpotent.{u_1}
      {A : Type u_1} [CommRing A]
      [UniformSpace A] [T2Space A]
      [CompleteSpace A] [IsTopologicalRing A]
      [IsUniformAddGroup A]
      [NonarchimedeanAddGroup A]
      [IsLinearTopology A A]
      [ValuationSpectrum.PlusSubring A]
      (hopen :
        IsOpen
          {a | IsTopologicallyNilpotent a})
      (𝔪 : Ideal A) [𝔪.IsMaximal] :
      
        v 
          ValuationSpectrum.Spa A
            (ValuationSpectrum.ringPlus A),
        v.supp = 𝔪
    Prop 7.51 with f-adic hypotheses. 
Proof for Theorem 6.5
uses 0

Since \mathfrak m is maximal, A/\mathfrak m is a field; take the trivial valuation \mathbf 1 on it and set v = \mathbf 1 \circ \pi for \pi : A \to A/\mathfrak m. Then \mathrm{supp}(v) = \mathfrak m. For continuity, \{a : v(a) < \gamma\} is either \varnothing, all of A, or \mathfrak m (open by hypothesis), so all sublevel sets are open. As v takes values in \{0,1\} it is bounded by 1 on all of A, in particular on A^{+}, so v \in \mathrm{Spa}(A,A^{+}). Following Wedhorn Proposition 7.51.

Theorem6.6
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Definition 1.1
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For a non-open prime \mathfrak p there is a point of \mathrm{Spa}(A, A^{+}) whose support contains \mathfrak p (Definition 6.1, Definition 1.1), constructed by extending a valuation along a convex coarsening (Definition 4.7). In Adic-Spaces: \texttt{exists\_mem\_spa\_supp\_ge\_of\_nonOpen\_prime}. Following Wedhorn Lemma 7.45.

Lean code for Theorem6.61 theorem
  • theoremdefined in «Adic spaces»/Lemma745.lean
    complete
    theorem PairOfDefinition.exists_mem_spa_supp_ge_of_nonOpen_prime.{u_1}
      {A : Type u_1} [CommRing A] [TopologicalSpace A] [IsTopologicalRing A]
      (P : PairOfDefinition A) [IsAdicComplete P.I P.A₀]
      [ValuationSpectrum.PlusSubring A] {𝔭 : Ideal A} [𝔭.IsPrime]
      (h𝔭 : ¬IsOpen 𝔭)
      (hAplus_le_A₀ : (ValuationSpectrum.ringPlus A)  P.A₀) :
       v  ValuationSpectrum.Spa A (ValuationSpectrum.ringPlus A),
        𝔭  v.supp  ¬P.idealOfDefinition  v.supp
    theorem PairOfDefinition.exists_mem_spa_supp_ge_of_nonOpen_prime.{u_1}
      {A : Type u_1} [CommRing A]
      [TopologicalSpace A]
      [IsTopologicalRing A]
      (P : PairOfDefinition A)
      [IsAdicComplete P.I P.A₀]
      [ValuationSpectrum.PlusSubring A]
      {𝔭 : Ideal A} [𝔭.IsPrime]
      (h𝔭 : ¬IsOpen 𝔭)
      (hAplus_le_A₀ :
        (ValuationSpectrum.ringPlus A) 
          P.A₀) :
      
        v 
          ValuationSpectrum.Spa A
            (ValuationSpectrum.ringPlus A),
        𝔭  v.supp 
          ¬P.idealOfDefinition  v.supp
    **Lemma 7.45 of Wedhorn.** Non-open primes are supports in `Spa`.
    
    Given a complete affinoid ring `(A, A⁺)` with pair of definition `(A₀, I)` and
    a non-open prime `𝔭` of `A`, there exists `v ∈ Spa(A, A⁺)` with `supp(v) ⊇ 𝔭`.
    
    Note: Wedhorn's Lemma 7.45 gives `supp ⊇ 𝔭` (not `= 𝔭`) in the general case.
    The exact equality `supp = 𝔭` requires the rank-1 domination theorem (Bourbaki)
    or the discrete topology case (already proved in `AdicSpectrum.lean`).
    
    The proof uses `restrictToConvex` with `convexGenerated` to produce a continuous
    valuation. The cofinal property of `convexGenerated` gives continuity directly,
    avoiding the `MulArchimedean` intermediate.
    
    References: Wedhorn, Adic Spaces, Lemma 7.45. 
Proof for Theorem 6.6
uses 0

Because \mathfrak p is not open, the defining ideal I is not contained in \sqrt{\mathfrak p}, so some u \in I escapes \mathfrak p. Building a valuation on A/\mathfrak p with u cofinal and restricting to the convex subgroup generated by its values (\texttt{restrictToConvex}) yields a continuous valuation, bounded by 1 on A^{+}, whose support dominates \mathfrak p. This is a point of \mathrm{Spa}(A,A^{+}) with the desired support. Following Wedhorn Lemma 7.45.

Theorem6.7
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(Corollary 7.32.) Over a Tate ring, given finitely many f_i and a pseudo-uniformiser context, there is a unit (a power of the uniformiser) that dominates all the f_i on the quasi-compact \mathrm{Spa} (Theorem 6.3, Definition 1.2). In Adic-Spaces: \texttt{exists\_dominating\_unit}. This denominator-clearing step is the engine of the rational-cover refinements. Following Wedhorn Corollary 7.32.

Lean code for Theorem6.71 theorem
  • theoremdefined in «Adic spaces»/Cor732.lean
    complete
    theorem ValuationSpectrum.exists_dominating_unit.{u_1} {A : Type u_1}
      [CommRing A] [TopologicalSpace A] [IsTopologicalRing A]
      [ValuationSpectrum.PlusSubring A] (P : PairOfDefinition A)
      (hA₀_le : P.A₀  ValuationSpectrum.ringPlus A) (π : P.A₀)
      (hI : P.I = Ideal.span {π})
      (hπ_tn : IsTopologicallyNilpotent (P.A₀.subtype π))
      (hπ_unit : IsUnit (P.A₀.subtype π))
      (hArch :
         (v : Spv A), MulArchimedean (ValuativeRel.ValueGroupWithZero A))
      (T : Finset A)
      (hT :
         v  ValuationSpectrum.Spa A (ValuationSpectrum.ringPlus A),
           t  T, ¬t ≤ᵥ 0) :
       s,
         v  ValuationSpectrum.Spa A (ValuationSpectrum.ringPlus A),
           t  T, s ≤ᵥ t  ¬t ≤ᵥ s
    theorem ValuationSpectrum.exists_dominating_unit.{u_1}
      {A : Type u_1} [CommRing A]
      [TopologicalSpace A]
      [IsTopologicalRing A]
      [ValuationSpectrum.PlusSubring A]
      (P : PairOfDefinition A)
      (hA₀_le :
        P.A₀  ValuationSpectrum.ringPlus A)
      (π : P.A₀) (hI : P.I = Ideal.span {π})
      (hπ_tn :
        IsTopologicallyNilpotent
          (P.A₀.subtype π))
      (hπ_unit : IsUnit (P.A₀.subtype π))
      (hArch :
         (v : Spv A),
          MulArchimedean
            (ValuativeRel.ValueGroupWithZero
              A))
      (T : Finset A)
      (hT :
        
          v 
            ValuationSpectrum.Spa A
              (ValuationSpectrum.ringPlus A),
           t  T, ¬t ≤ᵥ 0) :
       s,
        
          v 
            ValuationSpectrum.Spa A
              (ValuationSpectrum.ringPlus A),
           t  T, s ≤ᵥ t  ¬t ≤ᵥ s
    **Wedhorn Corollary 7.32 (Tate version).**
    
    For a Tate ring `A` with the hypotheses ensuring quasi-compactness of
    `Spa(A, A⁺)` — pair of definition `P` with `P.A₀ ⊆ A⁺`, principal ideal
    `P.I = (π)` with `π` a topologically nilpotent unit of `A`, and
    MulArchimedean value groups — and a finite family `T ⊆ A` with no common
    zero on `Spa(A, A⁺)`, there exists a unit `s ∈ Aˣ` such that for every
    `v ∈ Spa(A, A⁺)`, some `t ∈ T` satisfies `v(s) < v(t)`.
    
    Concretely, `s = π^(N+1)` for `N` extracted from the finite subcover by
    `exists_dominatedBy_cover`. 
Proof for Theorem 6.7

Each point v \in \mathrm{Spa} admits a power \varpi^{n_v} of the pseudo-uniformiser with v(\varpi^{n_v}) \le v(f_i) for all i on a neighbourhood, because \varpi is topologically nilpotent and the f_i are finitely many. The sets where a fixed power works are open and cover \mathrm{Spa}; quasi-compactness (Theorem 6.3) extracts a finite subcover, and taking the maximal exponent produces a single dominating unit. Following Wedhorn Corollary 7.32.